Summonses and Subpoenas

Senior management and/or legal counsel should review. If there are no grounds for contesting, then take all possible measures to comply timely and completely. Do not notify the customer. If there is a requirement to keep the account open, this must be obtained in writing on letterhead, with the proper authority.




Next Topic: Search Warrants

Previous Topic: Responding to a law enforcement investigation

Get the Book & Pass First Time!

Includes all the study notes, the mock exam and detailed explainations of the answers

Get the AML Book & Pass First Time - Instant PDF Download