Employees

Red flags include:

  • Employee exaggerates the resources of a customer

  • Employee involved in excessive number of unresolved exceptions

  • Leads lavish lifestyle not in line with salary

  • Overrides internal controls or circumvents policy

  • Avoids taking periodic vacations




Next Topic: Money remitter/ currency exchange house

Previous Topic: Investment accounts

Get the Book & Pass First Time!

Includes all the study notes, the mock exam and detailed explainations of the answers

Get the AML Book & Pass First Time - Instant PDF Download