Documents

  • All documents should be kept in line with legal retention timescales – US 5 years. Information can be useful from statements, signatures, cheques, loan documentation, correspondence etc. Ensure that important documents are not lost, altered or destroyed. You can send a memo informing staff of the retention requirement, however, if this might prompt someone to destroy or alter documents, deal with that separately.

  • Ensure the document destruction policy does not destroy documents that should be retained for law enforcement.

  • It is OK to destroy documents in line with the destruction policy prior to notification of a government investigation, but not after.




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